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TOP STORY—SEC proposes to enhance securities lending transparency, updated recordkeeping

November 19, 2021 | By Rodney F. Tonkovic, J.D.

New Rule 10c-1 would enhance the transparency and efficiency of the securities lending market by requiring data to be reported and made public in short order. By unanimous vote, the SEC has advanced two new proposed rules: one is intended to increase...

TOP STORY—SEC proposes to enhance securities lending transparency, updated recordkeeping