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  • OVERSIGHT AND INVESTIGATION—Warren probes reported early access to Fed-commissioned SVB report

    OVERSIGHT AND INVESTIGATION—Warren probes reported early access to Fed-commissioned SVB report

    OVERSIGHT AND INVESTIGATION—Warren probes reported early access to Fed-commissioned SVB report
    October 13, 2026 | By John M. Pachkowski, J.D.
    Warren seeks information if there was special access to non-public information. Following reports that private parties received a Federal Reserve-commissioned report on Silicon Valley Bank’s failure before its public release, Sen. Elizabeth Warren (D-Mass.), the Ranking Member of the Senate Banking Committee, has announced that she is opening an inquiry into the report’s release. Federal Reserve Vice Chair for Supervision Michelle W. Bowman first disclosed...
Citing Privacy Act, Federal Judge Orders DoJ to End Collection of State’s Voter Data

Citing Privacy Act, Federal Judge Orders DoJ to End Collection of State’s Voter Data

October 13, 2026 | By Tom Leithauser
A Trump administration policy that requires state election officials to turn over voter registration data is a violation of the 1974 Privacy Act and other federal laws, according to a federal judge wh...
PENSION AND BENEFIT PLANS—11th Cir.: Eleventh Circuit overrules holding that ERISA requires exhaustion of statutory claims

PENSION AND BENEFIT PLANS—11th Cir.: Eleventh Circuit overrules holding that ERISA ...

October 14, 2026 | By Todd Harrison, J.D.
An outlier among other circuits that have considered the question, the Eleventh Circuit overruled its practice of imposing an administrative exhaustion requirement for ERISA breach of fiduciary duty claims. Revisiting its decision in Mason v. Continental Group, Inc. , 763 F.2d 1219 (11th Cir. 1985), which imposed a mandatory administrative exhaustion requirement for all statutory claims brought under ERISA, the Eleventh Circuit, sitting en banc , overruled Mason and its progeny to the extent…
EXCHANGES AND MARKET REGULATION—CFTC: sportsbook wagers are not ‘swaps‘ but sports-related event contracts are

EXCHANGES AND MARKET REGULATION—CFTC: sportsbook wagers are not ‘swaps‘ but ...

October 13, 2026 | By Lene Powell, J.D.
The pair of rulemakings address the ongoing debate regarding the jurisdiction of the CFTC versus states over event contracts and prediction markets. The CFTC undertook two rulemakings to clarify what types of prediction market products are “swaps” under the Commodity Exchange Act (CEA) and which are not. In a new interim final rule, the CFTC excluded some transactions traditionally viewed as gambling from the definition of “swap” under the CEA, including casino games and wagers placed on…
Google’s Plans for Airline’s Data Prompts Privacy Warning From 121 Lawmakers

Google’s Plans for Airline’s Data Prompts Privacy Warning From 121 Lawmakers

October 9, 2026 | By Tom Leithauser
Google LLC’s proposed $10 million purchase of the assets of bankrupt Spirit Airlines—mainly to obtain data to train AI (artificial intelligence)—has prompted warnings from lawmakers and labor unions about the threat to former Spirit employees’ privacy. “This sale presents uncharted territory. According to publicly available court findings, the proposed sale would involve an extraordinary volume of Spirit’s internal records, including approximately 100 million emails, 500 million Microsoft…
GENERAL HEALTH CARE NEWS—9th Cir.: Breach of confidence constitutes injury-in-fact sufficient to confer Article III standing

GENERAL HEALTH CARE NEWS—9th Cir.: Breach of confidence constitutes injury-in-fact ...

October 13, 2026 | By Jeffrey H. Brochin, J.D.
The unauthorized disclosure of sensitive health information was akin to a breach of confidence or contract that courts have traditionally recognized as providing a basis for a lawsuit. The United States Court of Appeals for the Ninth Circuit has reversed and remanded the decision of the district court that dismissed a lawsuit after the lower court found that the unauthorized disclosure of private health information (PHI) did not constitute an injury-in-fact sufficient to confer Article III…
FEDERAL RESERVE SYSTEM—Trump launches Cook removal inquiry at Fed over mortgage allegations

FEDERAL RESERVE SYSTEM—Trump launches Cook removal inquiry at Fed over mortgage ...

October 9, 2026 | By John M. Pachkowski, J.D.
The inquiry is the latest action by Trump to remove Cook from the Fed following a rebuke by the Supreme Court. President Donald Trump has issued a Presidential Memorandum establishing a committee of inquiry to determine whether cause exists to remove Federal Reserve Governor Lisa Cook based on allegations that she made false statements in connection with one or more mortgage instruments. The Oct. 7, 2026, action renews an effort that began when the White House told Cook the President was…
TRADEMARK NEWS: T-shirt seller requests High Court to curb interest awards in trademark cases

TRADEMARK NEWS: T-shirt seller requests High Court to curb interest awards in ...

October 13, 2026 | By Mandavi Singh, LL.M.
Ordinary trademark-infringement judgments cannot include prejudgment interest because Congress expressly authorized that remedy only for intentional counterfeiting, the petition requests. An apparel seller has petitioned the Supreme Court to resolve a division among the federal appeals courts over whether the Lanham Act permits prejudgment interest in ordinary trademark infringement cases. The petitioner, TWD, LLC, challenges a Seventh Circuit ruling that added about $229,000 in prejudgment…
ANTITRUST—N.D. Cal.: Coretronic fails to plead Sherman Act claim against Maxell in connection with projector patent

ANTITRUST—N.D. Cal.: Coretronic fails to plead Sherman Act claim against Maxell in ...

October 13, 2026 | By Justin Marcus Smith, J.D.
A belief that a legal conclusion about Maxell’s patent was true did not make it so, and Maxell was otherwise entitled to a presumption of patent enforceability. Coretronic Corporation failed to plead a Section 2 Sherman Act claim against Maxell, Ltd in connection with a presumptively valid Maxell projector patent, held the federal district court in San Jose, California. First, Coretronic did not establish a Walker Process exception to Noerr-Pennington immunity because it did not make a facial…
DESIGN AND MANUFACTURING DEFECTS—MOTOR VEHICLE EQUIPMENT—N.D. Ill.: General Motors wins summary judgment in fatal truck crash case

DESIGN AND MANUFACTURING DEFECTS—MOTOR VEHICLE EQUIPMENT—N.D. Ill.: General Motors ...

October 14, 2026 | By Pankhuri Bhatnagar, B.A. LL.B.
The court declined to reconsider its earlier rulings excluding the estate’s expert opinions, and the lack of expert testimony warranted judgment for the automaker. In an action brought against an automaker by the surviving spouse of a woman who died in a crash after losing control of her car due to its alleged design defects, a federal district court in Illinois granted summary judgment to the manufacturer. The court observed that the estate’s strict liability and negligence claims required…
IMMIGRATION NEWS—DHS proposes ending USCIS deference policy for nonimmigrant worker extensions

IMMIGRATION NEWS—DHS proposes ending USCIS deference policy for nonimmigrant worker ...

October 13, 2026 | By Brandi O. Brown, J.D.
It has also issued a final rule ending the practice of automatically extending the validity of employment authorization documents (Forms I-766 or EADs) for aliens who have timely filed an application to renew their EAD in certain employment authorization categories. The Department of Homeland Security is proposing to eliminate a Biden-era regulation requiring immigration officers to give weight to prior approvals when adjudicating many requests to extend nonimmigrant worker status. It is also…

EXPERT INSIGHTS—A federal court upheld a $1.9 million verdict over ‘compilation’ trade secrets—here's why
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October 14, 2026 | By Crystal T. Broughan
Businesses often assume if customer names are publicly visible on LinkedIn or industry directories, those client relationships cannot be legally protected. However, a major ruling from the U.S. District Court for the Western Distr...

EXPERT INSIGHTS—California expands protections against immigration-related workplace retaliation
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October 14, 2026 | By John E. Exner & Jonathan A. Siegel
Governor Gavin Newsom has signed Assembly Bill (AB) 2495 , expanding California's protections against retaliation and other workplace conduct involving a person's perceived immigration status. The new law amends Labor Code section...

BROKER-DEALERS—NASAA proposes aligning policy statement with Regulation Best Interest
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October 13, 2026 | By Anne Sherry, J.D.
The proposed amendments to NASAA’s Investment Company Shares SOP will not alter any existing requirements but add language that was added last year to the model Business Practices Rule. NASAA is seeking public comment on proposed ...

ENFORCEMENT—N.D. Tex.: Court backs CFTC authority ruling, pauses TMTE case
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October 13, 2026 | By Suzanne Cosgrove
The judge found the appeal-certification request untimely and stayed the civil enforcement action pending a parallel criminal trial, without affecting the receivership. A Texas federal district court denied a bid to reconsider its...

Bill Would Establish White House AI Office With Senate-Confirmed Secretary
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October 13, 2026 | By Tom Leithauser
A White House Office of Artificial Intelligence and Emerging Technology Threats would be established to monitor technology developments that threaten national security under legislation introduced Friday by Rep. Tom Barrett (R., M...

HHS Settles With Dental Practice Over HIPAA Shortfalls
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October 13, 2026 | By Tony Foley
The Department of Health and Human Services’ Office for Civil Rights (OCR) has reached a settlement with Shen Smiles P.C., a Pennsylvania-based dental practice, over potential violations of the Health Insurance Portability and Acc...

WORTH NOTING—Other Health Law litigation and regulatory developments
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October 13, 2026 | By WK Editorial Staff
A roundup of other items of interest to the Health Law community. LONG-TERM CARE FACILITIES—CMS LETTERS: REVISED: Nursing Home Risk-Based Survey National Implementation (CMS Letter , No. QSO-26-14-NH (Sept. 29, 2026)). MEDICAL DEV...

ANTITRUST—N.D. Ill.: Health plan’s suit seeking damages against AbbVie over drug pricing dismissed
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October 13, 2026 | By Brian Craig, J.D.
While the court dismissed the claims seeking damages, the health plan can proceed with seeking injunctive relief and amend the complaint. The federal district court in Chicago, Illinois has dismissed claims brought by a self-funde...

FINANCIAL STABILITY—Fed survey finds income, net-worth gains but more late payments
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October 13, 2026 | By Patricia K. Ruiz, J.D.
The delinquency question covered families with debt at interview; reported late payments rose from 12.2 percent to 19.6 percent, and 8.2 percent were at least two months late. The Federal Reserve Board’s 2025 Survey of Consumer Fi...

REGULATION TRACKER—Upcoming comment deadlines and effective dates
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October 13, 2026 | By WK Editorial Staff
Comment deadlines and effective dates for regulatory activity issued by the federal financial institution agencies. The Banking and Finance Law Daily Regulation Tracker includes a Proposed Rules Comment Calendar and a table of Fin...

STRATEGIC PERSPECTIVES—Ethical guidelines for use of AI explored at ACC 2026 Annual Meeting
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October 13, 2026
By Anne H. Gibson, J.D., LL.M. Concerns around IP rights and ownership of AI tool output were discussed, as well as how to mitigate those risks. AI use in the legal profession is quickly expanding, to the point that AI is no longe...

PATENT—D. Ariz.: Court considers sanctions against plaintiff’s lawyer in patent suit
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October 13, 2026 | By Jonathan Anderson
The court is also considering whether to dismiss the matter with prejudice and award attorney’s fees for filing a frivolous patent case. The U.S. District Court for the District of Arizona ordered an attorney in a patent infringem...

ANTITRUST—R.I. Super. Ct.: URI football players denied injunction in antitrust challenge to NCAA eligibility rules
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October 13, 2026 | By Martin A. Steinberg, J.D.
The players failed to show likely antitrust success or irreparable harm from the NCAA’s refusal to grant them an additional season. The Rhode Island Superior Court denied two University of Rhode Island football players’ request fo...

FRANCHISING & DISTRIBUTION—E.D. Wis.: ‘Right to control’ test might support Applebee’s franchisor liability for alleged law enforcement ...
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October 13, 2026 | By Justin Marcus Smith, J.D.
The court declined to dismiss a dining patron’s federal civil rights claim because the franchise agreement provided to the court did not exclude the possibility of franchisor control over training of restaurant managerial staff on...

EXPERT EVIDENCE—SPORTS AND RECREATIONAL EQUIPMENT—E.D. Mo.: Polaris denied exclusion of rider’s expert in ATV rollover case
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October 14, 2026 | By Pankhuri Bhatnagar, B.A. LL.B.
The rider’s disclosure was found to be timely under federal rules, and prejudice, if any, could be cured by allowing the suppliers to depose the expert. In a suit brought against two ATV suppliers by a man who got trapped beneath ...

FEDERAL REGISTER NOTICES—CPSC and NHTSA regulatory activity
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October 14, 2026 | By WK Editorial Staff
A roundup of agency notices published in the Federal Register . DEFECT PETITIONS. The National Highway Traffic Safety Administration (NHTSA) has denied a petition (No. DP26005 ) seeking a defect investigation into allegations of i...
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