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    • ENFORCEMENT—S.D. Cal.: SEC charges Encinitas advisory firm and owner in alleged ‘cherry-picking‘ scheme
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    • FRAUD AND MANIPULATION—D.D.C.: Defendant fakes C.P.A. credentials
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    Securities Regulation Daily Wrap Up, FRAUD AND MANIPULATION—D.D.C.: Defendant fakes C.P.A. credentials, (Oct 9, 2026)

    By Jay Fishman, J.D.

    He provided an issuer with a fraudulent engagement letter and fabricated audited report and obtained $2,500 in audit fees.

    The SEC filed a fraud complaint in the District of Columbia’s District Court against a citizen of India for misrepresenti ...

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