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    • COMMODITY FUTURES—U.S.: Former lawmakers, regulator weigh in on Dodd-Frank history and gaming oversight
    • ENFORCEMENT—S.D. Cal.: SEC charges Encinitas advisory firm and owner in alleged ‘cherry-picking‘ scheme
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    • FRAUD AND MANIPULATION—D.D.C.: Defendant fakes C.P.A. credentials
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    • INVESTMENT COMPANIES—SEC proposes to expand cross-trading rule for registered funds and affiliates
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    • VITAL BRIEFING—Imports surge as trade deficit widens
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    Securities Regulation Daily Wrap Up, WORTH NOTING—Other litigation, regulatory activity and industry news, (Oct 9, 2026)

    By WK Editorial Staff

    A weekly roundup of items of interest to the securities, derivatives and corporate governance communities.

    EXCHANGES AND MARKET REGULATION—CME Group said it will launch the world's first baseball futures on October 12, pending regulatory review ...

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