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    • EXCHANGES AND MARKET REGULATION—CFTC: sportsbook wagers are not ‘swaps‘ but sports-related event contracts are
    • BROKER-DEALERS—NASAA proposes aligning policy statement with Regulation Best Interest
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    • ENFORCEMENT—FTC, states move for contempt against Shkreli for violating ban
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    • ENFORCEMENT—N.D. Tex.: Court backs CFTC authority ruling, pauses TMTE case
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    • ENFORCEMENT—New York AG announces Celsius deal: up to $35 million, permanent ban
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    • FRAUD AND MANIPULATION—N.D. Cal.: SEC charges former Linqto execs with pre-IPO fraud
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    • IPO TRACKER—Healthcare industry sees two IPOs, five new registrations
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    • LAW FIRM PERSPECTIVES—Does The SEC Use Emails And Text Messages To Prove Insider Trading?
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    Securities Regulation Daily Wrap Up, ENFORCEMENT—N.D. Tex.: Court backs CFTC authority ruling, pauses TMTE case, (Oct 13, 2026)

    Law Firms Mentioned:Law Office of Heath Hyde
    Organizations Mentioned:TMTE Inc.

    By Suzanne Cosgrove

    The judge found the appeal-certification request untimely and stayed the civil enforcement action pending a parallel criminal trial, without affecting the receivership.

    A Texas federal district court denied a bid to reconsider its conclusion that Dodd ...

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