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    • FEDERAL PREEMPTION—6th Cir.: Kalshi challenges ruling that sports contracts aren’t swaps
    • FRAUD AND MANIPULATION—S.D. Fla.: Former CEO and CFO of Spirit Airlines ask court to dismiss complaint
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    • FRAUD AND MANIPULATION—SEC levies $1M fine for fraudulent revenue reporting
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    • NASAA NEWS AND SPEECHES—New NASAA prez prioritizes preemption, investor protection
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    Securities Regulation Daily Wrap Up, NASAA NEWS AND SPEECHES—New NASAA prez prioritizes preemption, investor protection, (Oct 14, 2026)

    By Rodney F. Tonkovic, J.D.

    New NASAA president highlights investor protection, member education, technology initiatives, and preserving state regulatory authority among her priorities.

    The North America Securities Administrators Association (NASAA) announced the presidency of E ...

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