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    • FEDERAL PREEMPTION—Illinois enjoined from enforcing wagering laws against swap trading
    • CFTC NEWS AND SPEECHES—Selig says equity perpetual futures can begin trading on CFTC-registered exchanges
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    • FRAUD AND MANIPULATION—S.D.N.Y.: SEC obtains final judgments regarding U.S. citizens charged in international boiler room schemes
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    • INVESTOR EDUCATION—FINRA, SIFMA partner to improve financial education
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    • LAW FIRM PERSPECTIVES—SEC Staff Clears Path For Regulated Funds To Implement Shareholder Directed Voting Programs, But Key Matters Remain Outside The Program
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    • MUNICIPAL SECURITIES NEWS—Municipal bond ETFs gain ground as trading role expands, MSRB finds
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    Securities Regulation Daily Wrap Up, LAW FIRM PERSPECTIVES—SEC Staff Clears Path For Regulated Funds To Implement Shareholder Directed Voting Programs, But Key Matters Remain Outside The Program, (Nov 3, 2026)

    By Meredith Abrams, David Blass, Ryan Brizek, Nathan Briggs, Kenneth E. Burdon, Justin Browder, Bissie K. Bonner, Rajib Chanda, Anne Choe, Sean Dougherty, Jacqueline S. Edwards, Jonathan H. Gaines, Manny Halberstam, Meaghan Kelly, Daniel B. Honeycutt, Steven Grigoriou, Evan Hudson, Matthew C. Micklavzina, William LeBas, Jonathan H. Pacheco, Benjamin Wells, Nathan D. Somogie, Seth Davis, Jeremy P. Entwistle, Stephen Forster, Adam S. Lovell, Angela Jaimes, Kristopher Kendall, Naffie Lamin, Ruoke Liu, Nicholas Olumoya Ridley, Neesa Patel Sood, Debra Wong Sutter, Thomas Cheeseman, Kyle Ahlgren, Arthur Flynn, Keith Kleinman and Melissa Tuarez Herr of Simpson Thacher & Bartlett

    On September 29, 2026, the staff of the Securities and Exchange Commission's (the "SEC") Division of Investment Management (the "IM Staff") granted no-action relief to the Mutual Fund Directors Forum ("MFDF") permitting investment companies registere ...

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