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    • FEDERAL PREEMPTION—Illinois enjoined from enforcing wagering laws against swap trading
    • CFTC NEWS AND SPEECHES—Selig says equity perpetual futures can begin trading on CFTC-registered exchanges
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    • FRAUD AND MANIPULATION—S.D.N.Y.: SEC obtains final judgments regarding U.S. citizens charged in international boiler room schemes
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    • INVESTOR EDUCATION—FINRA, SIFMA partner to improve financial education
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    • LAW FIRM PERSPECTIVES—SEC Staff Clears Path For Regulated Funds To Implement Shareholder Directed Voting Programs, But Key Matters Remain Outside The Program
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    Securities Regulation Daily Wrap Up, INVESTOR EDUCATION—FINRA, SIFMA partner to improve financial education, (Nov 3, 2026)

    By Anne Sherry, J.D.

    The partnership will broaden access to unbiased investing information.

    FINRA and the SIFMA Foundation announced a strategic alliance to expand access to financial education for young people and families. The five-year initiative seeks to “explo ...

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