Go to Wolters Kluwer VitalLaw.comGo to Wolters Kluwer VitalLaw.com
VitalLaw®
  • Find answers to your questions
  • Log in to access your subscriptions
In depth. On point.
In depth. On point.
  • Home
  • Legal Directory
  • Home
  • Legal Directory
In depth. On point.
  • Articles
    • Articles
  • Law Firms
    • Law Firms
    • FEDERAL PREEMPTION—Illinois enjoined from enforcing wagering laws against swap trading
    • CFTC NEWS AND SPEECHES—Selig says equity perpetual futures can begin trading on CFTC-registered exchanges
      • You have 1 more complimentary views available this month. Log in if you are already a customer
    • FRAUD AND MANIPULATION—S.D.N.Y.: SEC obtains final judgments regarding U.S. citizens charged in international boiler room schemes
      • You have 1 more complimentary views available this month. Log in if you are already a customer
    • INVESTOR EDUCATION—FINRA, SIFMA partner to improve financial education
      • You have 1 more complimentary views available this month. Log in if you are already a customer
    • LAW FIRM PERSPECTIVES—SEC Staff Clears Path For Regulated Funds To Implement Shareholder Directed Voting Programs, But Key Matters Remain Outside The Program
      • You have 1 more complimentary views available this month. Log in if you are already a customer
    • MUNICIPAL SECURITIES NEWS—Municipal bond ETFs gain ground as trading role expands, MSRB finds
      • You have 1 more complimentary views available this month. Log in if you are already a customer
  • Articles
    • Articles
  • Law Firms
    • Law Firms

    Securities Regulation Daily Wrap Up, FRAUD AND MANIPULATION—S.D.N.Y.: SEC obtains final judgments regarding U.S. citizens charged in international boiler room schemes, (Nov 3, 2026)

    By Kristin J. Angelino, J.D.

    The judgments imposed permanent and conduct-based injunctions and ordered them to pay disgorgement with prejudgment interest. One defendant also was ordered to pay a civil penalty.

    On October 9, 2025, the district court for the Southern District of Ne ...

    © 2026 CCH Incorporated and its affiliates and licensors. All rights reserved.

    • Manage Cookie Preferences
    • Privacy Statement
    • Terms of Use