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    • EXECUTIVE COMPENSATION—SEC proposed rules aim to streamline requirements while continuing to provide needed data
    • ACCOUNTING AND AUDITING—Atkins urges financial standard setters to emphasize materiality and cost-effectiveness in their work
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    • ENFORCEMENT—E.D.N.Y.: SEC charges clerical employee at major international law firm with repeated insider trading
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    • ENFORCEMENT—In 2026, SEC's continued focus on accountability nets $1.1 billion
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    • SEC NEWS AND SPEECHES—Trump nominates four commissioners for SEC and CFTC
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    • VITAL BRIEFING—Audi to build Georgia factory; temporary tariff relief in the works
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    • WORTH NOTING—Other litigation, regulatory activity and industry news
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    Securities Regulation Daily Wrap Up, WORTH NOTING—Other litigation, regulatory activity and industry news, (Nov 13, 2026)

    By WK Editorial Staff

    A weekly roundup of items of interest to the securities, derivatives and corporate governance communities.

    CFTC NEWS AND SPEECHES—The CFTC announced Friday that it has filed a lawsuit against the state of Arkansas seeking to block its attempts ...

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