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    • EXECUTIVE COMPENSATION—SEC proposed rules aim to streamline requirements while continuing to provide needed data
    • ACCOUNTING AND AUDITING—Atkins urges financial standard setters to emphasize materiality and cost-effectiveness in their work
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    • ENFORCEMENT—E.D.N.Y.: SEC charges clerical employee at major international law firm with repeated insider trading
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    • ENFORCEMENT—In 2026, SEC's continued focus on accountability nets $1.1 billion
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    • SEC NEWS AND SPEECHES—Trump nominates four commissioners for SEC and CFTC
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    • VITAL BRIEFING—Audi to build Georgia factory; temporary tariff relief in the works
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    Securities Regulation Daily Wrap Up, ENFORCEMENT—In 2026, SEC's continued focus on accountability nets $1.1 billion, (Nov 13, 2026)

    By Rodney F. Tonkovic, J.D.

    The Division of Enforcement pursued fewer but more consequential cases in FY2026.

    The SEC's Fiscal Year 2026 enforcement results are in, and they reflect the agency's focus on slower-moving fraud cases. In the first full year under Chairman Paul S. At ...

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