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    • ENFORCEMENT—SEC censures JPMorgan for allowing disqualified person to trade SBS
    • FEDERAL PREEMPTION—N.D. Ill.: District court rules Illinois cannot regulate Kalshi, Coinbase sports prediction markets
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    • FRAUD AND MANIPULATION—D. Conn.: Plausible allegations that Black & Decker misled investors
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    • SEC NEWS AND SPEECHES—Shareholder advocate objects to quorum rule change that would give single SEC commissioner power to act for Commission
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    Securities Regulation Daily Wrap Up, SEC NEWS AND SPEECHES—Shareholder advocate objects to quorum rule change that would give single SEC commissioner power to act for Commission, (Oct 5, 2026)

    Organizations Mentioned:National Labor Relations Board

    By John Filar Atwood

    James McRitchie makes no assumptions about how the new authority would be used, but objects to letting one person exercise powers that Congress gave to a five-person bipartisan commission.

    Shareholder advocate James McRitchie strongly opposes the SEC& ...

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