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    • ENFORCEMENT—SEC censures JPMorgan for allowing disqualified person to trade SBS
    • FEDERAL PREEMPTION—N.D. Ill.: District court rules Illinois cannot regulate Kalshi, Coinbase sports prediction markets
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    • FRAUD AND MANIPULATION—D. Conn.: Plausible allegations that Black & Decker misled investors
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    • REGULATION TRACKER—Upcoming SEC and CFTC comment deadlines and effective dates
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    • SEC NEWS AND SPEECHES—Shareholder advocate objects to quorum rule change that would give single SEC commissioner power to act for Commission
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    Securities Regulation Daily Wrap Up, REGULATION TRACKER—Upcoming SEC and CFTC comment deadlines and effective dates, (Oct 5, 2026)

    By WK Editorial Staff

    A table of proposed rule comment dates and final rule effective and compliance dates for SEC and CFTC rulemaking.

    Recent SEC activity includes the following:

    Crypto custody. The SEC proposed a regulatory framework under which, among other things, inves ...

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