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    • FIDUCIARY DUTIES—Del. Ch.: Court enjoins Cloudflare recapitalization meant to entrench founder control
    • EXCHANGES AND MARKET REGULATION—N.D. Ill.: Allegations of FINRA’s ‘interference’ in Nasdaq applications lack jurisdiction, court finds
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    • EXPERT INSIGHTS—Leading expert in redomiciling from Delaware to Texas compares board duties in the two states
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    • MUNICIPAL SECURITIES NEWS—SEC director warns municipal entities on risks of opaque joint bonds and energy prepays
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    • SEC NEWS AND SPEECHES—Daly outlines SEC plan for retail alternative-investment access
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    Securities Regulation Daily Wrap Up, SEC NEWS AND SPEECHES—Daly outlines SEC plan for retail alternative-investment access, (Oct 19, 2026)

    By Jay Fishman, J.D.

    The three-part initiative pairs modernized regulated-fund access with position-level transparency, fiduciary safeguards, and proposed performance-fee incentives for retail alternative investments.

    SEC Division of Investment Management Director Brian D ...

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