Go to Wolters Kluwer VitalLaw.comGo to Wolters Kluwer VitalLaw.com
VitalLaw®
  • Find answers to your questions
  • Log in to access your subscriptions
In depth. On point.
In depth. On point.
  • Home
  • Legal Directory
  • Home
  • Legal Directory
In depth. On point.
  • Articles
    • Articles
  • Law Firms
    • Law Firms
  • Organizations
    • Organizations
    • FIDUCIARY DUTIES—Del. Ch.: Court enjoins Cloudflare recapitalization meant to entrench founder control
    • EXCHANGES AND MARKET REGULATION—N.D. Ill.: Allegations of FINRA’s ‘interference’ in Nasdaq applications lack jurisdiction, court finds
      • You have 1 more complimentary views available this month. Log in if you are already a customer
    • EXPERT INSIGHTS—Leading expert in redomiciling from Delaware to Texas compares board duties in the two states
      • You have 1 more complimentary views available this month. Log in if you are already a customer
    • MUNICIPAL SECURITIES NEWS—SEC director warns municipal entities on risks of opaque joint bonds and energy prepays
      • You have 1 more complimentary views available this month. Log in if you are already a customer
    • REGULATION TRACKER—Upcoming SEC and CFTC comment deadlines and effective dates
      • You have 1 more complimentary views available this month. Log in if you are already a customer
    • SEC NEWS AND SPEECHES—Daly outlines SEC plan for retail alternative-investment access
      • You have 1 more complimentary views available this month. Log in if you are already a customer
  • Articles
    • Articles
  • Law Firms
    • Law Firms
  • Organizations
    • Organizations

    Securities Regulation Daily Wrap Up, EXCHANGES AND MARKET REGULATION—N.D. Ill.: Allegations of FINRA’s ‘interference’ in Nasdaq applications lack jurisdiction, court finds, (Oct 19, 2026)

    Law Firms Mentioned:Gibson, Dunn & Crutcher LLP | Michael Best & Friedrich LLP | Smith, Gambrell & Russell, LLP
    Organizations Mentioned:Boustead Securities, LLC | Financial Industry Regulatory Authority, Inc. | Sutter Securities Inc.

    By Rebecca E. Hoffman, J.D.

    The court dismissed the complaint without prejudice but noted that FINRA’s immunity makes amendment futile.

    The Northern District of Illinois dismissed broker-dealers’ claims that FINRA’s involvement in the plaintiffs’ appl ...

    © 2026 CCH Incorporated and its affiliates and licensors. All rights reserved.

    • Manage Cookie Preferences
    • Privacy Statement
    • Terms of Use