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    • SEC NEWS AND SPEECHES—SEC proposes expansion of ‘responsible retailization‘ of private markets
    • FRAUD AND MANIPULATION—E.D.N.Y.: Alleged misrepresentations were puffery and publicly available when made
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    • SEC NEWS AND SPEECHES—Commission tweaks quorum rule to allow for single commissioner scenario
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    Securities Regulation Daily Wrap Up, SEC NEWS AND SPEECHES—Commission tweaks quorum rule to allow for single commissioner scenario, (Sep 30, 2026)

    By Mark S. Nelson, J.D.

    The change, while aimed at the consequences of conflicts and recusals, could facilitate action by just one commissioner in an array of matters.

    The Commission adopted an amendment to its quorum rule that will facilitate continued action by a single co ...

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