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    • SEC NEWS AND SPEECHES—SEC proposes expansion of ‘responsible retailization‘ of private markets
    • FRAUD AND MANIPULATION—E.D.N.Y.: Alleged misrepresentations were puffery and publicly available when made
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    • FRAUD AND MANIPULATION—N.D. Cal.: Solar manufacturer’s statements about its business in Europe were not misleading
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    • FRAUD AND MANIPULATION—S.D.N.Y.: Summary judgment cross-motions denied in CFTC case alleging price manipulation
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    • SEC NEWS AND SPEECHES—Commission tweaks quorum rule to allow for single commissioner scenario
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    Securities Regulation Daily Wrap Up, FRAUD AND MANIPULATION—S.D.N.Y.: Summary judgment cross-motions denied in CFTC case alleging price manipulation, (Sep 30, 2026)

    Law Firms Mentioned:Akin Gump Strauss Hauer & Feld LLP
    Organizations Mentioned:Akin Gump Strauss Hauer & Feld, LLP | DGT Holdings Corp. | HSBC Bank USA, NA

    By Rebecca E. Hoffman, J.D.

    The court also granted in part and denied in part motions of both parties to exclude expert testimony.

    The Southern District of New York denied summary judgment to both parties in an action alleging improper trading on the part of an HSBC interest rat ...

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