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    • FEDERAL PREEMPTION—D. Utah: CFTC sues to block Utah’s event-contract enforcement
    • ENFORCEMENT—SEC nixes insiders' motions to vacate industry bars
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    • FORMS AND FILINGS—D. Or.: 21 state AGs challenge FinCEN final rule rolling back beneficial information reporting
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    • FRAUD AND MANIPULATION—S.D.N.Y.: Soldier cannot avoid prosecution for prediction markets bet on removal of foreign official
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    • PROXIES—CalPERS urges SEC to retain shareholder proposal framework
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    Securities Regulation Daily Wrap Up, FRAUD AND MANIPULATION—S.D.N.Y.: Soldier cannot avoid prosecution for prediction markets bet on removal of foreign official, (Oct 28, 2026)

    Law Firms Mentioned:Agnifilo Intrater LLP

    By Mark S. Nelson, J.D.

    The court said the defendant failed to show there was no circumstance in which the event contracts at issue could be swaps.

    A court in Manhattan rejected efforts by Gannon Ken Van Dyke to dismiss an indictment that charged him with commodities fraud a ...

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