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    • FEDERAL PREEMPTION—D. Utah: CFTC sues to block Utah’s event-contract enforcement
    • ENFORCEMENT—SEC nixes insiders' motions to vacate industry bars
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    • FORMS AND FILINGS—D. Or.: 21 state AGs challenge FinCEN final rule rolling back beneficial information reporting
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    • FRAUD AND MANIPULATION—S.D.N.Y.: Soldier cannot avoid prosecution for prediction markets bet on removal of foreign official
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    • PROXIES—CalPERS urges SEC to retain shareholder proposal framework
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    Securities Regulation Daily Wrap Up, ENFORCEMENT—SEC nixes insiders' motions to vacate industry bars, (Oct 28, 2026)

    By Rodney F. Tonkovic, J.D.

    Neither movant demonstrated compelling circumstances sufficient to overcome the strong interest in the finality of settlements.

    The SEC declined to vacate two settled orders imposing bars from association with any investment adviser. The bars were imp ...

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