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    • BLOCKCHAIN—Better Markets, ‘Shadow SEC’ comment against crypto assets proposal
    • EXCHANGES AND MARKET REGULATION—SIFMA calls on SEC to re-work portions of exemptive order on TSVs
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    • FRAUD AND MANIPULATION—Federal court dismisses Brag House Holdings IPO spinoff investor suit
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    • FRAUD AND MANIPULATION—M.D. Fla.: Violet Defense did not disclose full extent of NASCAR marketing spend
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    • FRAUD AND MANIPULATION—S.D.N.Y.: Securities suit dismissed for falsity, scienter pleading defects
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    Securities Regulation Daily Wrap Up, FRAUD AND MANIPULATION—M.D. Fla.: Violet Defense did not disclose full extent of NASCAR marketing spend, (Oct 21, 2026)

    By Rodney F. Tonkovic, J.D.

    Former executives allegedly raised $13 million while relying on outdated revenue forecasts and misrepresenting how investor funds would be used.

    The SEC filed settled charges against two former executives of a now-defunct Florida photonics company. Th ...

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