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    • BLOCKCHAIN—Better Markets, ‘Shadow SEC’ comment against crypto assets proposal
    • EXCHANGES AND MARKET REGULATION—SIFMA calls on SEC to re-work portions of exemptive order on TSVs
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    • FRAUD AND MANIPULATION—Federal court dismisses Brag House Holdings IPO spinoff investor suit
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    • FRAUD AND MANIPULATION—M.D. Fla.: Violet Defense did not disclose full extent of NASCAR marketing spend
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    • FRAUD AND MANIPULATION—S.D.N.Y.: Securities suit dismissed for falsity, scienter pleading defects
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    Securities Regulation Daily Wrap Up, EXCHANGES AND MARKET REGULATION—SIFMA calls on SEC to re-work portions of exemptive order on TSVs, (Oct 21, 2026)

    Organizations Mentioned:Securities Industry and Financial Markets Association

    By Mark S. Nelson, J.D.

    Much of the group’s comments focus on notice to issuers, the lack of a searchable portal, and concerns about whether TSVs observe certain investor protections.

    The Securities Industry and Financial Markets Association (SIFMA) submitted a commen ...

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