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    • SWAPS—CFTC staff extends Brexit-related no-action relief for swap dealers and others
    • BLOCKCHAIN—SEC proposes crypto custody rules for investment advisers and regulated funds
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    • LAW FIRM PERSPECTIVES—What AI Companies Need To Know About NY AG's Whistleblower Push
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    • NASAA NEWS AND SPEECHES—NASAA comments on FINRA proposal to update the financial exploitation framework
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    • VITAL BRIEFING—Déjà vu, Trump’s forced labor tariffs in the docket
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    • WORTH NOTING—Other litigation, regulatory activity, and industry news
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    Securities Regulation Daily Wrap Up, WORTH NOTING—Other litigation, regulatory activity, and industry news, (Oct 2, 2026)

    By WK Editorial Staff

    A weekly roundup of other items of interest to the securities, commodities, and corporate governance communities.

    ALTERNATIVE INVESTMENT FUNDS—SEC staff issued a statement clarifying the legal status of the new Trump Account program established ...

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