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Securities Regulation Daily Wrap Up
- TOP STORY—NERA analysis finds decrease in securities class actions
- CREDIT RATING AGENCIES—SEC issues annual staff report on registered credit rating agencies
- NASAA NEWS AND SPEECHES—NASAA sends letter to lawmakers concerning digital assets and associated technologies
- REGULATION TRACKER—Upcoming SEC and CFTC comment deadlines and effective dates
- ACCOUNTING AND AUDITING—House Democrats introduce competition bill with HFCA Act provision
- FRAUD AND MANIPULATION—E.D. Tex.: Summary judgment entered in Ponzi scheme where defendants failed to address SEC’s motion
- LAW FIRM NEWS—Baker McKenzie adds former Manhattan District Attorney Cyrus R. Vance Jr. as partner in New York
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