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    • NASAA NEWS AND SPEECHES—NASAA renews warning over state preemption in SEC offering reform plan
    • ENFORCEMENT—10th Cir.: Lower court properly granted SEC’s request for asset freeze
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    • EXCHANGES AND MARKET REGULATION—SEC green lights Cboe’s plan to list binary options on key performance indicators
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    • PUBLIC COMPANY REPORTING AND DISCLOSURE—S.D.N.Y.: Complaint about Venture Global’s IPO disclosures dismissed for failure to state claim
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    • SEC NEWS AND SPEECHES—Director of the Division of Trading and Markets offers remarks at STA conference
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    Securities Regulation Daily Wrap Up, SEC NEWS AND SPEECHES—Director of the Division of Trading and Markets offers remarks at STA conference, (Oct 15, 2026)

    By R. Jason Howard, J.D.

    A broker is not a bookie, and the capital markets are not a casino.

    The SEC’s Director of the Division of Trading and Markets, Jamie Selway, offered remarks at the Security Traders Association’s (STA) 93rd Annual Market Structure Confere ...

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