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    • CLEARING AND SETTLEMENT—SEC issues Treasury clearing relief for certain repo transactions
    • CORPORATE GOVERNANCE—Atkins outlines IPO, crypto, and shareholder-proposal reform agenda at Texas Economic Club
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    • FRAUD AND MANIPULATION—SEC settles charges against Snowden Capital
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    • FRAUD AND MANIPULATION—SEC settles with adviser/broker-dealer over inappropriate ETF investments
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    • REGULATION TRACKER—Upcoming SEC and CFTC comment deadlines and effective dates
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    Securities Regulation Daily Wrap Up, REGULATION TRACKER—Upcoming SEC and CFTC comment deadlines and effective dates, (Nov 2, 2026)

    By WK Editorial Staff

    A table of proposed rule comment dates and final rule effective and compliance dates for SEC and CFTC rulemaking.

    Recent SEC activity includes the following:

    Cross trading. The SEC proposed to expand the group of securities eligible to be cross-traded ...

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