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    Securities Regulation Daily Wrap Up, REGULATION TRACKER—Upcoming SEC and CFTC comment deadlines and effective dates, (Nov 9, 2026)

    By WK Editorial Staff

    A table of proposed rule comment dates and final rule effective and compliance dates for SEC and CFTC rulemaking.

    Recent SEC activity includes the following:

    Small business definition. The SEC adopted final rule amendments that increase thresholds used ...

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