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    • SEC NEWS AND SPEECHES—Brattle Group reports on SEC enforcement slowdown
    • ACCOUNTING AND AUDITING—PCAOB staff estimates broad drop in U.S. audit deficiency rates
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    • BLOCKCHAIN—Crypto group flags concerns with proposed SEC Regulation Crypto Assets
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    • FRAUD AND MANIPULATION—D.N.J.: SEC settles $10M fraud case against estate of fund manager
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    • FRAUD AND MANIPULATION—E.D. La.: CFTC announces default judgment against Louisiana companies and founder for forex fraud
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    Securities Regulation Daily Wrap Up, FRAUD AND MANIPULATION—D.N.J.: SEC settles $10M fraud case against estate of fund manager, (Oct 23, 2026)

    By Rodney F. Tonkovic, J.D.

    The fund manager allegedly concealed trading losses, gambled with investor money, and made $1.5 million in Ponzi payments.

    The administrator of a deceased fund manager's estate agreed to a final judgment settling the SEC's fraud case. The Commission a ...

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