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    • FEDERAL PREEMPTION—6th Cir.: Sixth Circuit rules Ohio, Tennessee may apply gambling laws to Kalshi sports-related trading
    • FIDUCIARY DUTIES—Del. Ch.: In-house lawyer’s claim for advancement barred by unclean hands
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    • FRAUD AND MANIPULATION—D. Del.: Plaintiffs’ failure to read defendant-provided documents deemed case dismissed
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    • FRAUD AND MANIPULATION—M.D. Fla.: CFTC charges Cash FX and affiliates with $950 million forex Ponzi pyramid scheme
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    • INVESTMENT ADVISERS—2d Cir.: Victims of fraud cannot accelerate pace of restitution payments
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    • PROXIES—Goldman Sachs receives SEC approval for proxy voting instruction program
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    • SEC NEWS AND SPEECHES—Commission’s chief accountant calls on registrants to maintain rigor over private asset valuations
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    Securities Regulation Daily Wrap Up, FRAUD AND MANIPULATION—D. Del.: Plaintiffs’ failure to read defendant-provided documents deemed case dismissed, (Sep 28, 2026)

    Law Firms Mentioned:Ballard Spahr LLP | Blank Rome LLP
    Organizations Mentioned:Ballard Spahr, LLP | Blank Rome, LLP | BrainTap, Inc.

    By Jay Fishman, J.D.

    Additionally, non-specified pleadings failed to overcome the PSLRA.

    The Delaware District Court dismissed the plaintiffs’ Exchange Act Section 10(b) and Rule 10b-5 fraud complaint because the alleged misrepresentations and omissions on which th ...

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