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    Cybersecurity Policy Report, FINRA fines Webull $4.2M for AML, ITPP, best execution failures, (Nov 9, 2026)

    By Anne Sherry, J.D.

    Webull’s compliance program didn’t keep up with its rapid growth.

    Webull agreed to pay $4.2 million to settle FINRA charges of compliance failures. During a period of rapid growth lasting nearly four years, Webull failed to develop and i ...

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