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    • FRAUD AND MANIPULATION—N.D. Cal.: Lawsuit claims NVIDIA misled investors over CEO’s affair with alleged Chinese spy
    • ENFORCEMENT—CFTC sanctions eight individuals for acting as unregistered associated persons of foreign IBs
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    • ESG NEWS—9th Cir.: California can require companies to disclose scope 1 and 2 emissions, but not scope 3 emissions or climate risks
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    • EXPERT INSIGHTS—Delaware, Texas, or Nevada? A guide to the corporate domicile question
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    • FRAUD AND MANIPULATION—S.D.N.Y.: Former The Trade Desk finance director pleads guilty to insider trading
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    • IPO TRACKER—For second time in 2026, market sees no IPOs in week
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    • MERGERS AND ACQUISITIONS—Del. Ch.: Court approves institutional investors as lead plaintiffs in WideOpenWest action
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    Securities Regulation Daily Wrap Up, ENFORCEMENT—CFTC sanctions eight individuals for acting as unregistered associated persons of foreign IBs, (Nov 10, 2026)

    Organizations Mentioned:Netrios LP Ltd. | Red Acre Ltd.

    By Suzanne Cosgrove

    The latest CFTC orders recognized penalties owed in prior related SEC proceedings.

    In settled orders announced Monday, the CFTC barred eight individuals for two years from registering with the CFTC in any capacity or acting as a principal, agent, or e ...

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