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    • BLOCKCHAIN—CFTC seeks comment on proposed rules governing crypto transactions and markets in advanced notice
    • BLOCKCHAIN—ICBA sues OCC over national trust charters for crypto firms
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    • BLOCKCHAIN—S.D.N.Y.: Memecoin case tossed because entity could not legally be sued
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    • ENFORCEMENT—2nd Cir.: Broker fatally failed to preserve its appellate argument
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    • FRAUD AND MANIPULATION—N.D. Ill.: Plaintiffs failed to show causal connection between Treasury spoofing and injury under the CEA
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    Securities Regulation Daily Wrap Up, ENFORCEMENT—2nd Cir.: Broker fatally failed to preserve its appellate argument, (Oct 6, 2026)

    Organizations Mentioned:Silver Leaf Partners, LLC

    By Rodney F. Tonkovic, J.D.

    The petition for review was denied because the broker-dealer did not raise its argument about an incomplete record before the SEC.

    A Second Circuit panel denied a petition to review an SEC decision upholding a FINRA disciplinary action. Silver Leaf Pa ...

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