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    • ENFORCEMENT—U.S.: Cert petition asks Court to resolve post-Jarkesy split on issue exhaustion
    • AI NEWS—SEC to host roundtable on machine-understandable data
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    • DIRECTORS AND OFFICERS—S.D.N.Y.: Court rejects Axsome derivative contribution claim
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    • ENFORCEMENT—S.D.N.Y.: Investment advisers denied bail, stay of financial penalties pending appeal
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    • FRAUD AND MANIPULATION—S.D.N.Y.: Final judgment entered in EminiFX commodity pool Ponzi litigation, CFTC announces
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    • FRAUD AND MANIPULATION—S.D.N.Y.: Majority of TD Bank’s alleged misstatements about AML program are actionable
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    Securities Regulation Daily Wrap Up, AI NEWS—SEC to host roundtable on machine-understandable data, (Oct 20, 2026)

    By Anne Sherry, J.D.

    Panels will explore how market participants are using AI and machine understandable data, the associated risks and costs, and ways the SEC can further support and enhance the use of these technologies.

    The SEC on November 9 will host a roundtable to d ...

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