Securities Regulation Daily Wrap Up, WORTH NOTING—Other litigation, regulatory activity and industry news, (Jan 14, 2022)

By WK Editorial Staff

A weekly roundup of other items of interest to the securities, commodities, and corporate governance communities.

SEC NEWS AND SPEECHES—The Office of the Advocate for Small Business Capital Formation will host its third annual Capital Call on January 19. Styled after earnings release calls, the Office will talk about what& ...