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Securities Regulation Daily Wrap Up
- TOP STORY—CFTC Chair Behnam announces carbon markets conference, gives update on digital assets
- RISK MANAGEMENT—Comments on SEC proposal to mandate cybersecurity disclosures by public companies
- SEC NEWS AND SPEECHES—Gensler declares new 'new era' in security-based swap market
- BROKER-DEALERS—House once again passes M&A broker bill, also seeks to protect seniors
- ENFORCEMENT—E.D. Cal: CFTC charges California man and his unregistered trading companies in fraudulent forex scheme
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