Securities Regulation Daily Wrap Up
- BLOCKCHAIN—Senators demand FTX provide files, explanations in the wake of its collapse
- CFTC NEWS AND SPEECHES—Behnam hails smoothly functioning derivatives markets amid global turmoil
- FRAUD AND MANIPULATION—S.D.N.Y.: Unregistered brokers net $12.4M from penny stock trades
- PUBLIC COMPANY REPORTING AND DISCLOSURE—Commissioner Uyeda says agency should mull new Schedule 13G disclosures for asset managers
- SECURITIES OFFERINGS—S.D. Cal.: Dismissal denied in SEC action against attorney who created sham company
- STRATEGIC PERSPECTIVES—CFPB comes full circle under Chopra
- WORTH NOTING—Other litigation, regulatory activity and industry news
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