Securities Regulation Daily Wrap Up
- TOP STORY—SEC hints at expanding scope of 'investment adviser' to include index providers
- FRAUD AND MANIPULATION—3rd Cir.: Complaint only alleged a difference of opinion about placebo's impact
- FRAUD AND MANIPULATION—Additional sellers charged in Resolute Capital's oil and gas offerings
- LITIGATION AND ENFORCEMENT—C.D. Cal.: Court orders commodity pool operator to pay more than $600K in fraud case
- BLOG TRACKER—Noteworthy blog posts and other commentary
© 2022 CCH Incorporated and its affiliates and licensors. All rights reserved.