Securities Regulation Daily Wrap Up
- BLOCKCHAIN—Stabenow-Boozman bill adds to increasingly crowded legislative field; tax reporting patch introduced
- INVESTOR EDUCATION—CFTC customer advisory warns public to thoroughly research OTC forex investments
- INVESTOR EDUCATION—SEC issues HFCAA bulletin as evidence comes due for some affected companies
- BROKER-DEALERS—S.D.N.Y.: Unregistered dealer converted notes into 35 billion shares of penny stocks
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