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Securities Regulation Daily Wrap Up
- TOP STORY—Director Grewal cautions defense bar on delaying tactics
- EXCHANGES AND MARKET REGULATION—Fed releases latest financial stability report
- EXCHANGES AND MARKET REGULATION—Yellen testifies before Senate Banking Committee on FSOC annual report
- INTERNATIONAL NEWS—Warren, Porter seek answers about corporate business dealings in secondary markets to avoid sanctions
- ENFORCEMENT—D. Mass.: SEC obtains $52.9 million judgment against mastermind of international microcap fraud scheme
- FRAUD AND MANIPULATION—S.D.N.Y.: CFTC obtains restraining order against Long Island resident and firm in $59 million fraud scheme
- WORTH NOTING—Other litigation, regulatory activity and industry news
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