Securities Regulation Daily Wrap Up
- ENFORCEMENT—C.D. Cal.: Weed grower offering fraud is one toke over the line for SEC
- ENFORCEMENT—SEC fines streaming company $2M for overstating subscribers, violating whistleblower protection provisions
- FRAUD AND MANIPULATION—N.D. Cal.: Allegations that securities were purchased based on de-SPAC registration insufficient for section 11 traceability
- LAW FIRM PERSPECTIVES—Equity and justice developments in the energy sector
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