Securities Regulation Daily Wrap Up
- ACCOUNTING AND AUDITING—N.D. Tex.: Texas lawsuit challenges PCAOB’s right to conduct non-public disciplinary proceedings
- BLOCKCHAIN—S.D.N.Y.: SEC charges 27-year-old with manipulating Mango Markets’ governance token to steal $116 million of crypto assets
- CORPORATE GOVERNANCE—Tex. App.: Delaware LLC member had to meet demand requirement or plead futility with factual particularity
- EXCHANGES AND MARKET REGULATION—Bloomberg to pay $5 million to settle charges that it misled subscribers about fixed-income security valuations
- FIDUCIARY DUTIES—N.D. Ill.: Court grants SmithAmundsen’s motion to dismiss in legal malpractice action
- REGULATION TRACKER—Upcoming SEC and CFTC comment deadlines and effective dates
- WHISTLEBLOWER NEWS—U.S.: SOX whistleblower asks High Court to clarify burden of proof
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