Securities Regulation Daily Wrap Up, COMMODITY FUTURES—CFTC suspends registration of Mississippi commodity trading advisor, (Jan 13, 2022)

By Sara Cracau, J.D.

The advisor and associated person is suspended until adjudication is complete in a federal criminal indictment reflecting on his honesty or fitness to act as a fiduciary.

The CFTC has suspended the registrations of a Commodity Trading Advisor and Associated Person until a criminal indictment that was filed against him is adjudicated ...