Securities Regulation Daily Wrap Up
- BLOCKCHAIN—S.D.N.Y.: Miles Guo and others charged in fraud scheme
- BLOG TRACKER—Noteworthy blog posts and other commentary
- CFTC NEWS AND SPEECHES—Chairman Rostin Behnam discusses cyber risk and service providers and climate and crypto
- ESG NEWS—AGs from 20 states and DC urge Congress to reject joint resolution to nullify DOL’s ESG-favorable rule
- EXCHANGES AND MARKET REGULATION—CFTC OKs new rules regarding treatment of customer accounts by clearing members
- FINANCIAL INTERMEDIARIES—Senators’ letter to DOJ, SEC urges investigation of Silicon Valley Bank
- FRAUD AND MANIPULATION—D. Conn.: Oil funds didn’t mislead by failing to disclose trading restrictions
- LAW FIRM PERSPECTIVES—DOJ Announces Significant Policy Changes Affecting Corporate Criminal Enforcement
- LITIGATION AND PROSECUTION—Offering Fraud Charges Filed Against Man Who Sold Interests in Mutual Funds That Did Not Exist
- STRATEGIC PERSPECTIVES—Katten lawyers Johnjerica Hodge and India Williams lead firm’s newly launched practice focused on ESG risk and investigations
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