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Securities Regulation Daily Wrap Up
- TOP STORY—Commission proposes enhanced Form PF reporting, expands Regulation ATS coverage
- EXCHANGES AND MARKET REGULATION—Former SEC officials analyze ambitious SEC rulemaking and enforcement
- ACCOUNTING AND AUDITING—PCAOB imposes $40,000 fine on New York accounting firm
- FRAUD AND MANIPULATION—S.D. Fla.: Multi-year client theft scheme netted financial advisor $5.8 Million
- FRAUD AND MANIPULATION—U.S.: Media reports say Justice Breyer set to retire
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